Overview
Office Specialist (Securities Licensing) Jobs in Salt Lake City, UT at State of Utah
Title: Office Specialist (Securities Licensing)
Company: State of Utah
Location: Salt Lake City, UT
FT / PT Status – Full-Time Salary – $18.61 – $19.81 Hourly Wage Remote Work / In-Office – Hybrid Recruiter – Tehra Gorski | [email protected] | 801-530-6030 Application Deadline – 7/22/2026*
- This job posting may close at any time after the minimum advertising period of three (3) business days has passed, should a sufficient applicant pool be received. Applicants are encouraged to apply as early as possible.
Are you a detail-oriented, tech-savvy individual who thrives on precision and helping others? The Utah Division of Securities (SEC) is looking for you to join our team as a Licensing Specialist. In this vital role, you won’t just process applications; you’ll ensure the integrity of professional standards by verifying that every license application meets specific legal requirements while providing exceptional customer service. If you pride yourself on managing complex processes with efficiency, handling confidential information with absolute care, and providing exceptional customer service, we want your expertise.
Key Responsibilities
Day-to-day Responsibilities Of This Position
- License Processing:
- Review, evaluate, and process agent and firm applications accurately and efficiently. Process new and renewal Certified Dealer and Certified Investment Adviser applications.
- Ensure compliance with all applicable securities laws, administrative rules, policies, and procedures.
- Customer Service:
- Respond to inquiries from the public and licensees via phone, email, and in person.
- Provide clear and concise information regarding agent licensing requirements and processes.
- Regulatory Knowledge.
- Maintain a comprehensive understanding of securities licensing laws, rules, and regulations.
- Stay up-to-date on industry trends and regulatory changes.
- Administrative Duties:
- Accurately enter and verify data into agency software systems.
- Draft clear and concise correspondence and other documents using proper grammar, spelling, and punctuation.
- Utilize strong computer skills to efficiently and effectively complete tasks.
- We are filling 1 position on our team:
- In this dynamic role, you will navigate the unique requirements within the Securities Industry, meticulously reviewing applications for Broker Dealers, Broker Dealer Agents, Investment Advisers and Issuer Agent applications.. This position may be eligible for a hybrid telework schedule after the training period. The schedule is Monday-Friday, 8 a.m. to 5 p.m. in our downtown Salt Lake City office. After successful training, you may be able to telework up to three days per week.
Qualifications
Minimum or "day-one" qualifications:
- The ability to train 100% in-person at our downtown Salt Lake City office for up to three months.
- 2+ years of experience in a public-facing customer service role.
- 2+ years of experience working in an office performing clerical duties.
- 2+ years of experience producing professional communications, such as letters and emails, and responding timely to written inquiries with clarity and accuracy.
- 1+ years working with Microsoft Word and Excel, and/or Google Drive, Docs, sheets.
Preferred Or Trainable/on-the-job Qualifications
- Experience working in the public sector (federal, state, or local government) providing customer service.
- Experience referencing laws, rules, policies, and procedures.
- Experience in properly handling confidential information.
- Working with databases and inputting or managing data, ensuring accuracy.
- Experience in the Securities Industry and/or understanding of investing principles and licensees.
About The Role
Location –
160 East 300 South
Salt Lake City, Utah, 84111
United States
Background Check Required – You must successfully pass a criminal history check.
Drug Test Required – No
Schedule Code – B – Competitive Career Service
Why You Should Join Our Team
Benefits
In Utah, we believe hard work is important, but balance is essential. Finding work/life balance is a vital element to our culture. To find out more about WHY Utah , click here . Other benefits may include:
- Job Stability: Enjoy the security and reliability of employment within a well-established organization.
- Career Growth: Develop valuable skills and gain opportunities for leadership within a large organization.
- Meaningful Work: Contribute to an important service that benefits the community and supports organizational goals.
- Supportive Work Environment: Be part of a team that values cooperation, strong work ethics, and mutual support.
If you are a motivated professional who excels at navigating complex regulations and thrives in a fast paced, diverse environment, we want to hear from you. At the Utah Division of Securities , your commitment to accuracy and confidentiality ensures the integrity of Utah’s securities industry. Take the next step in your career with a role where your organizational talents meet a meaningful mission. Apply today to become an essential part of the Division of Securities and help us set the standard for excellence in our state. SEC’s mission is to protect investors and ensure a fair, ethical investment environment by enforcing Utah's securities laws, licensing financial professionals to minimum competency standards, and providing robust public education, please visit our website .
The Agency
The Department of Commerce is the licensing and registration agency for Utah's professional and business community. We provide oversight of business registrations, trademarks, Uniform Commercial Code filings, professional licensing, consumer protection, public utilities, securities, real estate, and residential mortgage lending. You can learn more about our agency by visiting our website .
Supplemental Information
- Job classification: Office Specialist I (#11020).
- Please note, a position's eligibility for remote work is established by agency management and is subject to change at their discretion at any time and for any reason.
- Effective July 1, 2021, in-state work rules require all work to be performed while physically within the state’s borders.
- As a condition of employment with the Department of Commerce, employees shall receive compensatory time off in lieu of payment in cash for all overtime worked under the Fair Labor Standards Act (FLSA).
- DHRM rules apply for promotions/transfers.
- Risks found in the typical office setting, which is adequately lighted, heated and ventilated, e.g., safe use of office equipment, avoiding trips and falls, observing fire regulations, etc.
- Typically, the employee may sit comfortably to perform the work; however, there may be some walking; standing; bending; carrying light items; driving an automobile, etc. Special physical demands are not required to perform the work.
EEO Statement The State of Utah is committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity, or Veteran status. We also consider qualified applicants regardless of criminal histories, consistent with legal requirements. For accommodations, please contact (801) 957-9390.
